fsca authorised fsp

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fsca authorised fsp

1. Search Authorised and Applied FSPs – fsca.co.za
   www.fsca.co.za

   Authorised Financial Service Providers. To search for a specific FSP you can either type in the FSP number or do a partial search on the FSP name.

2. Licensing and Registration – fsca.co.za
   www.fsca.co.za

   Licensing is a critical component in the regulatory framework and serves a key function in the supervision value chain. It facilitates and provides an entry …

3. List-Regulated-Entities-Persorns – fsca.co.za
   www.fsca.co.za

   Summative list are provided for all entities registered as authorised financial product providers. The consumers can also use this section to search and …

4. FSCA
   www.fsca.co.za

   Regulated Entities · Licensing and Registration · Enforcement Matters · Enforcement Actions Curatorships Financial Services Tribunal · Customers · Complaints & …

5. FAIS-Verifications – fsca.co.za
   www.fsca.co.za

   Page Title. FAIS · Financial Services Provider · Compliance Officer · Debarred Persons? · List of Approved Nominee Companies · FAIS Export.

6. Search Authorised and Applied FSPs – fsca.co.za
   www.fsca.co.za

   Applications for part qualification recognitions submitted up to 31 December 2009 is included in this search. All late applications will only be displayed …

7. APPLICATION BY FINANCIAL SERVICES PROVIDERS FOR …
   www.fsca.co.za

   been paid and the FSCA has confirmed receipt of payment. 4. An applicant must only indicate the FSP number on the Forms if it is already authorised as a.

8. FSCA Authorised Financial Service Provider | Genoa Underwriters
   genoa.co.za

   Genoa Underwriting Managers (FSP No. 38225) is an authorised Financial Services Provider (FSP) registered with the Financial Sector Conduct Authority (FSCA) …

9. FSCA INTRODUCES NEW METHOD TO MAKE CHANGES TO THE …
   www.linkedin.com

   Dec 13, 2021 … The Financial Sector Conduct Authority (FSCA) has amended the process by which authorised Financial Service Providers (FSP) submit changes …

FAIS Webinar: Compliance functions for FSPs

https://www.youtube.com/watch?v=QlnMYmwlj1Y

FAIS Webinar: Compliance functions for FSPs

Charene Nortier, Manager at the Financial Advisors and Intermediaries department looks at the compliance function for Financial ……

Published byPublished byFSCA Connect- 2021-12-10 09:01

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